FINRA Relaxes Rules for M&A and Private Placement Brokers By Steve Quinlivan on 08/19/2016 … Continue Reading FINRA Relaxes Rules for M&A and Private Placement Brokers
CFPB Presents New Regulatory Requirements for Third-Party Debt Collectors By Zane Gilmer on 08/12/2016 … Continue Reading CFPB Presents New Regulatory Requirements for Third-Party Debt Collectors
Top 5 Things the Financial Industry Needs to do in Response to the CFPB’s Proposed Arbitration Rule By Zane Gilmer on 07/24/2016 … Continue Reading Top 5 Things the Financial Industry Needs to do in Response to the CFPB’s Proposed Arbitration Rule
Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding By Steve Quinlivan on 07/19/2016 … Continue Reading Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding
SEC Clarifies Relationship between HSR Investment Intent and 13D/G Status By Steve Quinlivan on 07/14/2016 … Continue Reading SEC Clarifies Relationship between HSR Investment Intent and 13D/G Status
SEC Amends Rules for Administrative Proceedings By Steve Quinlivan on 07/13/2016 … Continue Reading SEC Amends Rules for Administrative Proceedings
First Inline XBRL Filing Made with SEC By Steve Quinlivan on 07/12/2016 … Continue Reading First Inline XBRL Filing Made with SEC
Typical SEC Comments on Merger Proxy Statements By Steve Quinlivan on 07/10/2016 … Continue Reading Typical SEC Comments on Merger Proxy Statements
Fix Crowdfunding Act and Venture Capital Bill Pass House By Steve Quinlivan on 07/05/2016 … Continue Reading Fix Crowdfunding Act and Venture Capital Bill Pass House