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Treasury to Propose Legislation Requiring Beneficial Ownership Reporting At Time of Entity Formation

By Steve Quinlivan on 05/06/2016

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NASAA Requests Comments on Proposed Policy Allowing Use of Electronic Offering Documents and Electronic Signatures

By Steve Quinlivan on 05/06/2016

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Fed Wants Limits on Qualified Financial Contracts of Large Banks

By Steve Quinlivan on 05/04/2016

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SEC Finalizes Rules Implementing JOBS Act and FAST Act Provisions Concerning Exchange Act Registration Thresholds

By Steve Quinlivan on 05/03/2016

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First Crowdfunding Portal Application Appears on EDGAR

By Steve Quinlivan on 05/02/2016

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Fair Access to Investment Research Act of 2016 Passes Muster in U.S. House of Representatives

By Steve Quinlivan on 05/02/2016

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HALOS Act Passes Vote in U.S. House of Representatives

By Steve Quinlivan on 04/28/2016

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Legislation Amending Volcker Rule Passes in House

By Steve Quinlivan on 04/27/2016

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The CFPB’s Recent Data Security Enforcement Action Marks Ever Expanding CFPB Authority

By Zane Gilmer on 04/26/2016

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FDIC Provides Corporate Governance Guidance to Community Banks

By Jill Radloff on 04/24/2016

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