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Pay Ratio Disclosures Begin to Appear in Proxy Statements

By Steve Quinlivan on 04/10/2016

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CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”

By Steve Quinlivan on 04/05/2016

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Continue Reading CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”

CFPB Releases Monthly Complaint Report for March 2016

By Zane Gilmer on 04/05/2016

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CFPB Takes Action Against Another Student Debt Relief Company

By Zane Gilmer on 04/05/2016

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DOJ Launches New FCPA Pilot Program

By Steve Quinlivan on 04/05/2016

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CFTC Collects $2.69 Million in Spoofing Action

By Steve Quinlivan on 04/05/2016

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Continue Reading CFTC Collects $2.69 Million in Spoofing Action

FinCEN Proposes Amendments to Bank Secrecy Act to Cover Crowdfunding Portals

By Steve Quinlivan on 04/04/2016

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Continue Reading FinCEN Proposes Amendments to Bank Secrecy Act to Cover Crowdfunding Portals

Apple’s Conflict Minerals Smelters Nearly 100% Audited

By Steve Quinlivan on 03/31/2016

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Continue Reading Apple’s Conflict Minerals Smelters Nearly 100% Audited

Are Activist Investors Risk Factors?

By Steve Quinlivan on 03/30/2016

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GAO Says Financial Regulatory Structure is Fragmented and Inefficient

By Steve Quinlivan on 03/29/2016

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Continue Reading GAO Says Financial Regulatory Structure is Fragmented and Inefficient