CFPB Finalizes Non-Binding “No-Action Letter” Policy
SEC Enters Into First Deferred Prosecution Agreement with an Individual for FCPA Violation
SEC Brings $11,000 SOX Clawback Action
Crowdfunding Investor Bulletin Issued by SEC
SEC Approves Nasdaq Rule Change to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting
Nasdaq Finds Another Use for Blockchain Technology
Same Plaintiff Files New Complaint to Force SEC to Act on Rulemaking Petition Regarding Political Contributions
U.S. House of Representatives Pass Bill Seeking to Raise Disclosure Thresholds under SEC Rule 701
