SEC Permits EDGAR Test Filings of Crowdfunding Offerings By Steve Quinlivan on 12/18/2015 … Continue Reading SEC Permits EDGAR Test Filings of Crowdfunding Offerings
ISS Issues 2016 FAQs and Addresses Proxy Access By Steve Quinlivan on 12/18/2015 … Continue Reading ISS Issues 2016 FAQs and Addresses Proxy Access
CFPB Announces Three Separate Enforcement Actions: Two Against Online Lead Originators and One Against “Buy-Here, Pay-Here” Auto Dealer and its Affiliated Finance Company By Zane Gilmer on 12/17/2015 … Continue Reading CFPB Announces Three Separate Enforcement Actions: Two Against Online Lead Originators and One Against “Buy-Here, Pay-Here” Auto Dealer and its Affiliated Finance Company
CFPB Takes Action Against Debt Collection Firm EZCORP, Inc. and Issues In-Person Debt Collection Compliance Bulletin By Zane Gilmer on 12/16/2015 … Continue Reading CFPB Takes Action Against Debt Collection Firm EZCORP, Inc. and Issues In-Person Debt Collection Compliance Bulletin
CFTC Adopts Final Margin Rules for Uncleared Swaps By Steve Quinlivan on 12/16/2015 … Continue Reading CFTC Adopts Final Margin Rules for Uncleared Swaps
Spending Bill Prevents SEC From Requiring Disclosure of Political Contributions By Steve Quinlivan on 12/16/2015 … Continue Reading Spending Bill Prevents SEC From Requiring Disclosure of Political Contributions
PCAOB Adopts Rules Requiring Disclosure of the Engagement Partner By Steve Quinlivan on 12/15/2015 … Continue Reading PCAOB Adopts Rules Requiring Disclosure of the Engagement Partner
SEC Wants to Know Where You Are at on Revenue Recognition By Steve Quinlivan on 12/12/2015 … Continue Reading SEC Wants to Know Where You Are at on Revenue Recognition
SEC Proposes New Resource Extraction Rule By Steve Quinlivan on 12/11/2015 … Continue Reading SEC Proposes New Resource Extraction Rule
SEC Provides Guidance on FAST Act By Steve Quinlivan on 12/10/2015 … Continue Reading SEC Provides Guidance on FAST Act