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SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps

By Steve Quinlivan on 06/17/2015

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SEC Denies Montana’s Request to Stay Regulation A+

By Steve Quinlivan on 06/16/2015

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SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

By Steve Quinlivan on 06/16/2015

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Continue Reading SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

SEC to Appeal Preliminary Injunction Blocking Administrative Proceeding

By Steve Quinlivan on 06/15/2015

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Minnesota Adopts Crowdfunding Law

By David Jenson & Steve Quinlivan on 06/15/2015

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SEC Continues Crackdown on Unregistered Broker-Dealers

By David Jenson on 06/14/2015

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CFPB Finalizes Rules to Regulate Nonbank Auto Lenders

By Steve Quinlivan on 06/10/2015

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SEC Provides Update on Concept Release for Audit Committees

By Steve Quinlivan on 06/09/2015

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Court Enters Preliminary Injunction Against SEC Administrative Proceeding

By Steve Quinlivan on 06/08/2015

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SEC To Release “No Review” Letters

By Steve Quinlivan on 06/08/2015

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