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CFPB Orders Mortgage Originator to Pay $19 Million for Steering Violations – CEO to Pay $1 Million

By Steve Quinlivan on 06/04/2015

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CFTC Proposes Order to Exempt Southwest Power Pool Products

By Steve Quinlivan on 06/03/2015

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Continue Reading CFTC Proposes Order to Exempt Southwest Power Pool Products

Kraft Moves to Dismiss Novel CFTC Manipulation Claim

By Steve Quinlivan on 06/02/2015

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Proxy Access – Week of May 24

By Steve Quinlivan on 05/29/2015

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Exercising Registration Rights Did Not Violate Fiduciary Duties

By Steve Quinlivan on 05/28/2015

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Montana Joins Massachusetts in Regulation A+ Challenge

By Steve Quinlivan on 05/27/2015

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CFTC Issues Final Interpretation on Forward Contracts with Embedded Volumetric Optionality

By Steve Quinlivan on 05/26/2015

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Massachusetts Moves to Block Regulation A+

By Steve Quinlivan on 05/26/2015

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SEC Updates EDGAR for Regulation A+

By Steve Quinlivan on 05/26/2015

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Proxy Access – Week of May 17 – The Trend Is Less Clear

By Steve Quinlivan on 05/22/2015

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Continue Reading Proxy Access – Week of May 17 – The Trend Is Less Clear