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Dodd-Frank Anti-Spoofing Statute Not Void for Vagueness For High Frequency Trader

By Steve Quinlivan on 04/18/2015

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Spin-Offs and Successorship Clauses

By Steve Quinlivan on 04/12/2015

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Fed Eases Small Bank M&A Rules

By Steve Quinlivan on 04/11/2015

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CFTC Taking Action on Inaccurate Reporting

By Steve Quinlivan on 04/08/2015

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CFTC Pushes Dodd-Frank Boundaries With Manipulation Case

By Steve Quinlivan on 04/04/2015

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SEC Finds Confidentiality Agreements Violates Whistleblower Rules

By Steve Quinlivan on 04/01/2015

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SEC Brings Enforcement Action Related to Perks

By Steve Quinlivan on 03/31/2015

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SEC Imposes $6 Million in Penalties for Straw Purchaser Arrangement

By David Jenson on 03/31/2015

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CFTC Provides Chief Compliance Officers Additional Time to Submit Annual Reports

By Steve Quinlivan on 03/29/2015

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SEC Issues Final Regulation A+ Rules

By Steve Quinlivan on 03/25/2015

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