Continue Reading Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine
Others May Seek Swap Reporting Delay Like Southwest
Delaware Supreme Court Says Window Shopping Without Auction Enough in C&J-Nabors Case
Volcker Rule Compliance for Private Equity and Hedge Funds Extended
3rd Circuit Holds Dodd-Frank Retaliation Claim Subject to Arbitration
SEC Proposes JOBS Act Rules for Exchange Act Registration Requirements
FSOC Seeks Comment About Risks Posed by Hedge Funds and Other Asset Managers
Study Concludes ISS Data on Voting Against Hostile Takeovers is Flawed
What Really Happened to the Swap Pushout Rule and Dodd-Frank Sleepers From Cromnibus
