Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
disclosure
Expanded Analysis: SEC Amends Accelerated Filer and Large Accelerated Filer Definitions, Provides SOX 404(b) Relief
By Steve Quinlivan on
SEC Charges Contracted Investor Relations Person with Disclosure Violation
By Steve Quinlivan on
Channel Stuffing: SEC Charges Global Alcohol Producer with Disclosure Failures
By Steve Quinlivan on
SEC Provides Guidance on MD&A Metrics and Proposes Other Rule Changes
By Steve Quinlivan on
C&DIs Address Omission of Third Year from MD&A
By Steve Quinlivan on
Chancery Finds General Counsel Potentially Liable for Misleading Tender Offer Documents
By Steve Quinlivan on
SEC Sets Disclosure Expectations on IP Risks Associated with International Operations
By Steve Quinlivan on
Group Asks SEC to Prohibit Greenwashing
By Steve Quinlivan on
Enforcement Action Reveals Misleading Customer Counts
By Steve Quinlivan on