CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action By Steve Quinlivan on 10/24/2016 … Continue Reading CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action
SEC Adopts Resource Extraction Rules By Steve Quinlivan on 06/27/2016 … Continue Reading SEC Adopts Resource Extraction Rules
CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits By Steve Quinlivan on 06/14/2016 … Continue Reading CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits
8th Circuit Dismisses Sarbanes-Oxley and Dodd-Frank Retaliation Claims By Steve Quinlivan on 06/08/2016 … Continue Reading 8th Circuit Dismisses Sarbanes-Oxley and Dodd-Frank Retaliation Claims
micval33 Republicans Announce Plans to Replace Dodd-Frank By Steve Quinlivan on 06/07/2016 … Continue Reading Republicans Announce Plans to Replace Dodd-Frank
Fed Wants Limits on Qualified Financial Contracts of Large Banks By Steve Quinlivan on 05/04/2016 … Continue Reading Fed Wants Limits on Qualified Financial Contracts of Large Banks
OFR Analyzes Changes in Regulatory Use of Credit Ratings Since Dodd-Frank By Steve Quinlivan on 04/24/2016 … Continue Reading OFR Analyzes Changes in Regulatory Use of Credit Ratings Since Dodd-Frank
New Proposed Rules on Banker Incentive Compensation Released By Steve Quinlivan on 04/21/2016 … Continue Reading New Proposed Rules on Banker Incentive Compensation Released
Does the Dodd-Frank Compensation Clawback Make Sense? By Steve Quinlivan on 04/19/2016 … Continue Reading Does the Dodd-Frank Compensation Clawback Make Sense?
GAO Says Regulators Should Improve Transparency in Evaluating Banks’ “Living Wills” By Steve Quinlivan on 04/12/2016 … Continue Reading GAO Says Regulators Should Improve Transparency in Evaluating Banks’ “Living Wills”