Fed Approves Rule Requiring Largest Banks To Further Strengthen Capital By Steve Quinlivan on 07/21/2015 … Continue Reading Fed Approves Rule Requiring Largest Banks To Further Strengthen Capital
SEC Cannot Use Dodd-Frank Bans Retroactively By Steve Quinlivan on 07/15/2015 … Continue Reading SEC Cannot Use Dodd-Frank Bans Retroactively
SEC Meeting to Consider Compensation Clawback Proposal By Steve Quinlivan on 06/25/2015 … Continue Reading SEC Meeting to Consider Compensation Clawback Proposal
CFPB Plans Delay of Know Before You Owe Rule By Steve Quinlivan on 06/18/2015 … Continue Reading CFPB Plans Delay of Know Before You Owe Rule
SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps By Steve Quinlivan on 06/17/2015 … Continue Reading SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps
SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now) By Steve Quinlivan on 06/16/2015 … Continue Reading SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)
Court Enters Preliminary Injunction Against SEC Administrative Proceeding By Steve Quinlivan on 06/08/2015 … Continue Reading Court Enters Preliminary Injunction Against SEC Administrative Proceeding
Kraft Moves to Dismiss Novel CFTC Manipulation Claim By Steve Quinlivan on 06/02/2015 … Continue Reading Kraft Moves to Dismiss Novel CFTC Manipulation Claim
CFTC Issues Final Interpretation on Forward Contracts with Embedded Volumetric Optionality By Steve Quinlivan on 05/26/2015 … Continue Reading CFTC Issues Final Interpretation on Forward Contracts with Embedded Volumetric Optionality
CFTC Proposes Changes to Trade Option Rules for End Users By Steve Quinlivan on 05/07/2015 … Continue Reading CFTC Proposes Changes to Trade Option Rules for End Users