CFTC Says Securitization SPVs Eligible for End-User Exception By Steve Quinlivan on 05/04/2015 … Continue Reading CFTC Says Securitization SPVs Eligible for End-User Exception
SEC Makes Whistleblower Award in Connection With Retaliation Case By Steve Quinlivan on 04/28/2015 … Continue Reading SEC Makes Whistleblower Award in Connection With Retaliation Case
SEC Finds Confidentiality Agreements Violates Whistleblower Rules By Steve Quinlivan on 04/01/2015 … Continue Reading SEC Finds Confidentiality Agreements Violates Whistleblower Rules
CFTC to Shift Enforcement Actions to Administrative Courts By Steve Quinlivan on 03/21/2015 … Continue Reading CFTC to Shift Enforcement Actions to Administrative Courts
Say-On-Pay Vote Did Not Create Disclosure Obligation By Steve Quinlivan on 03/10/2015 … Continue Reading Say-On-Pay Vote Did Not Create Disclosure Obligation
Court Finds SEC Administrative Proceeding Constitutional By Steve Quinlivan on 03/07/2015 … Continue Reading Court Finds SEC Administrative Proceeding Constitutional
Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail By Steve Quinlivan on 03/03/2015 … Continue Reading Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail
CFTC’s Massad on End-Users By Steve Quinlivan on 02/26/2015 … Continue Reading CFTC’s Massad on End-Users
SEC Proposes Hedging Disclosures Regarding Directors, Officers and Employees By Steve Quinlivan on 02/09/2015 … Continue Reading SEC Proposes Hedging Disclosures Regarding Directors, Officers and Employees
Federal Insurance Office Releases Reinsurance Report By Steve Quinlivan on 01/02/2015 … Continue Reading Federal Insurance Office Releases Reinsurance Report