Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
litigation
SCOTUS Finds Investment Banker Liable for Cutting and Pasting Fraudulent Statement
By jaclynschroeder & Steve Quinlivan on
No Action Relief Prompts Clarification from SEC Chair on Mandatory Arbitration
By Steve Quinlivan on
Shareholder Seeks to Block Amendment to Intel Stock Plan
By Steve Quinlivan on
SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control
By Steve Quinlivan on
Top 5 Things the Financial Industry Needs to do in Response to the CFPB’s Proposed Arbitration Rule
By Zane Gilmer on
CFPB Week in Review
By Zane Gilmer on
SEC Amends Rules for Administrative Proceedings
By Steve Quinlivan on
Proposed Legislation Expands Whistleblower Protections
By Steve Quinlivan on
Same Plaintiff Files New Complaint to Force SEC to Act on Rulemaking Petition Regarding Political Contributions
By Steve Quinlivan on