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SEC Grants No-Action Letter Finding Certain Tokens Are Not Securities and Publishes Framework on Investment Contract Analysis

By Steve Quinlivan on 04/03/2019

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Continue Reading SEC Grants No-Action Letter Finding Certain Tokens Are Not Securities and Publishes Framework on Investment Contract Analysis

SEC Proposes to Expand “Test-the-Waters” Communications to all Issuers

By Steve Quinlivan on 02/19/2019

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Continue Reading SEC Proposes to Expand “Test-the-Waters” Communications to all Issuers

No Action Relief Prompts Clarification from SEC Chair on Mandatory Arbitration

By Steve Quinlivan on 02/12/2019

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SEC Provides Guidance on Diversity Disclosures

By Steve Quinlivan on 02/06/2019

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SEC Wants to Monitor Blockchain

By Steve Quinlivan on 02/04/2019

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SEC Adopts Rules to Permit Public Companies to Use Regulation A+

By Steve Quinlivan on 01/04/2019

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Continue Reading SEC Adopts Rules to Permit Public Companies to Use Regulation A+

SEC Finalizes Dodd-Frank Hedging Rules

By Steve Quinlivan on 12/19/2018

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Commission Disapproves BZX Rule Change to List Winklevoss Bitcoin Trust

By Steve Quinlivan on 07/26/2018

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Longfin, Rule 144 and Affiliate Status

By Steve Quinlivan on 05/03/2018

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Advocacy Group Requests SEC to Investigate Irregularities in Pay Ratios

By Steve Quinlivan on 03/29/2018

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Continue Reading Advocacy Group Requests SEC to Investigate Irregularities in Pay Ratios