SEC

Subscribe to SEC via RSS

SEC Invites Regulated Entities to Voluntarily Submit Self-Assessments of Diversity Policies and Practices

By Steve Quinlivan on 01/25/2018

…
Continue Reading SEC Invites Regulated Entities to Voluntarily Submit Self-Assessments of Diversity Policies and Practices

SEC Staff Releases Pro-Issuer Guidance on Shareholder Proposals

By Steve Quinlivan on 11/02/2017

…
Continue Reading SEC Staff Releases Pro-Issuer Guidance on Shareholder Proposals

SEC Issues Proposed Rules to Modernize and Simplify Regulation S-K

By cateheavenyoung & Steve Quinlivan on 10/12/2017

…
Continue Reading SEC Issues Proposed Rules to Modernize and Simplify Regulation S-K

SEC Issues Guidance on Pay Ratio Rule

By Steve Quinlivan on 09/21/2017

…
Continue Reading SEC Issues Guidance on Pay Ratio Rule

IG Evaluates SEC’s Disclosure Review and Comment Process

By Steve Quinlivan on 09/15/2017

…
Continue Reading IG Evaluates SEC’s Disclosure Review and Comment Process

SEC Chief Accountant Speaks to Financial Statement Requirements for Initial Coin Offerings

By Steve Quinlivan on 09/11/2017

…
Continue Reading SEC Chief Accountant Speaks to Financial Statement Requirements for Initial Coin Offerings

SEC Inspector General Concludes Acting Chairman Piwowar’s Actions Were Lawful

By Steve Quinlivan on 08/25/2017

…
Continue Reading SEC Inspector General Concludes Acting Chairman Piwowar’s Actions Were Lawful

SEC Staff Updates Revenue Recognition Guidance for New Standard

By Steve Quinlivan on 08/19/2017

…
Continue Reading SEC Staff Updates Revenue Recognition Guidance for New Standard

SEC Charges Chief Compliance Officer for Failure to Verify Information

By Steve Quinlivan on 08/16/2017

…
Continue Reading SEC Charges Chief Compliance Officer for Failure to Verify Information

Court Decision May Slow SEC Approval of SRO Rules

By Steve Quinlivan on 08/11/2017

…
Continue Reading Court Decision May Slow SEC Approval of SRO Rules