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SEC Makes Whistleblower Award in Connection With Retaliation Case

By Steve Quinlivan on 04/28/2015

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Continue Reading SEC Makes Whistleblower Award in Connection With Retaliation Case

Posted in Employment, Investment Advisers, Litigation, Uncategorized

SEC Finds Confidentiality Agreements Violates Whistleblower Rules

By Steve Quinlivan on 04/01/2015

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Continue Reading SEC Finds Confidentiality Agreements Violates Whistleblower Rules

Posted in Employment, Litigation, Public Companies and Securities, Uncategorized

2nd Circuit Upholds SEC’s Denial of Whistleblower Award

By Steve Quinlivan on 03/15/2015

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Continue Reading 2nd Circuit Upholds SEC’s Denial of Whistleblower Award

Posted in Employment, Litigation, Public Companies and Securities, Uncategorized

Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail

By Steve Quinlivan on 03/03/2015

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Continue Reading Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail

Posted in Employment, Litigation, Public Companies and Securities, Uncategorized

3rd Circuit Holds Dodd-Frank Retaliation Claim Subject to Arbitration

By Steve Quinlivan on 12/19/2014

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Continue Reading 3rd Circuit Holds Dodd-Frank Retaliation Claim Subject to Arbitration

Posted in Broker-Dealer, Employment, Litigation, Public Companies and Securities, Uncategorized

Revealing Whistleblower’s Identity is Retaliation

By Steve Quinlivan on 11/14/2014

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Continue Reading Revealing Whistleblower’s Identity is Retaliation

Posted in Employment, Litigation, Public Companies and Securities, Uncategorized

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