Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE

The CFPB has issued a bulletin regarding the collection of information through the supervisory process and the confidentiality protection its process provides to supervised institutions.  For instance, the bulletin states that providing information to the CFPB pursuant to a supervisory request would not waive any privilege that may attach to the information.  The CFPB states if a supervised institution were ever faced with a claim of waiver, the CFPB would take all reasonable and appropriate actions to rebut such a claim.

Check dodd-frank.com frequently for updates on the Dodd-Frank Act and other important securities law matters.

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