Steve Quinlivan

NAM Replies to SEC in Conflict Minerals Emergency Stay

By Steve Quinlivan on 05/13/2014

…
Continue Reading NAM Replies to SEC in Conflict Minerals Emergency Stay

Whistleblower Doesn’t Have to Report to SEC for Dodd-Frank Protection

By Steve Quinlivan on 05/12/2014

…
Continue Reading Whistleblower Doesn’t Have to Report to SEC for Dodd-Frank Protection

Second Conflict Minerals Report Filed

By Steve Quinlivan on 05/12/2014

…
Continue Reading Second Conflict Minerals Report Filed

SEC Approves Additional Changes to FINRA Corporate Financing Rule

By Steve Quinlivan on 05/12/2014

…
Continue Reading SEC Approves Additional Changes to FINRA Corporate Financing Rule

MSRB Says Pay-to-Play Rules Coming to Municipal Advisors

By Steve Quinlivan on 05/11/2014

…
Continue Reading MSRB Says Pay-to-Play Rules Coming to Municipal Advisors

SEC Response to NAM Motion for Stay of Conflict Minerals Rules

By Steve Quinlivan on 05/09/2014

…
Continue Reading SEC Response to NAM Motion for Stay of Conflict Minerals Rules

Court Schedules Briefing in Conflict Minerals Emergency Stay Motion

By Steve Quinlivan on 05/07/2014

…
Continue Reading Court Schedules Briefing in Conflict Minerals Emergency Stay Motion

Auditors of Futures Commission Merchants: Know the Audit Rules or You Will Be Fined

By Steve Quinlivan on 05/06/2014

…
Continue Reading Auditors of Futures Commission Merchants: Know the Audit Rules or You Will Be Fined

NAM Files Court Motion for Stay of Conflict Minerals Rules

By Steve Quinlivan on 05/05/2014

…
Continue Reading NAM Files Court Motion for Stay of Conflict Minerals Rules

NAM Likely Headed for Court After SEC Denies Full Stay of Conflict Minerals Rules

By Steve Quinlivan on 05/02/2014

…
Continue Reading NAM Likely Headed for Court After SEC Denies Full Stay of Conflict Minerals Rules