Steve Quinlivan

SEC Chair Mary Jo White Says Disclosure Reform Is Next For Corporation Finance

By Steve Quinlivan on 02/21/2014

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Never-Before Examined Registered Investment Advisers Targeted by SEC

By Steve Quinlivan on 02/20/2014

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Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman

By Steve Quinlivan on 02/17/2014

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Continue Reading Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman

Conflict Minerals and BOMcheck

By Steve Quinlivan on 02/17/2014

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Guidance for Hedge Funds and Private Equity: Who Is a Knowledgeable Employee?

By Steve Quinlivan on 02/12/2014

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FINRA Proposes More Changes to Corporate Financing Rule

By Steve Quinlivan on 02/07/2014

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Conducting Your Business to Avoid Municipal Advisor Registration: Energy Services and Solar Energy Companies

By Steve Quinlivan on 02/05/2014

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SEC Publishes Draft Strategic Plan For Public Comment

By Steve Quinlivan on 02/03/2014

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Group Publishes Shareholder Engagement Protocol

By Steve Quinlivan on 02/03/2014

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Continue Reading Group Publishes Shareholder Engagement Protocol

UN Report Indicates Continued Smuggling of Conflict Minerals in DRC Region

By Steve Quinlivan on 02/02/2014

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Continue Reading UN Report Indicates Continued Smuggling of Conflict Minerals in DRC Region