SEC Highlights Hedge Fund and Private Equity Concerns at Compliance Seminar By Steve Quinlivan on 01/30/2014 … Continue Reading SEC Highlights Hedge Fund and Private Equity Concerns at Compliance Seminar
SEC Alert on Investment Advisors’ Due Diligence on Hedge Funds and Private Equity By Steve Quinlivan on 01/28/2014 … Continue Reading SEC Alert on Investment Advisors’ Due Diligence on Hedge Funds and Private Equity
Examples of Merger Agreement Provisions Addressing Attorney-Client Privilege After Great Hill By Steve Quinlivan on 01/28/2014 … Continue Reading Examples of Merger Agreement Provisions Addressing Attorney-Client Privilege After Great Hill
FINRA Proposes Changes to Corporate Financing Rules By Steve Quinlivan on 01/24/2014 … Continue Reading FINRA Proposes Changes to Corporate Financing Rules
Court Notes Form 8-K Is Not the Exclusive Source of Disclosure Obligations By Steve Quinlivan on 01/22/2014 … Continue Reading Court Notes Form 8-K Is Not the Exclusive Source of Disclosure Obligations
Private Company GAAP Arrives By Steve Quinlivan on 01/20/2014 … Continue Reading Private Company GAAP Arrives
How to Make a Claim Against the Madoff Victim Fund and Other Information By Steve Quinlivan on 01/17/2014 … Continue Reading How to Make a Claim Against the Madoff Victim Fund and Other Information
micval33 SEC May Discontinue News Digest By Steve Quinlivan on 01/14/2014 … Continue Reading SEC May Discontinue News Digest
OFR Releases Interagency Data Inventory By Steve Quinlivan on 01/14/2014 … Continue Reading OFR Releases Interagency Data Inventory
SEC Announces Delayed Compliance with Municipal Advisor Rules By Steve Quinlivan on 01/13/2014 … Continue Reading SEC Announces Delayed Compliance with Municipal Advisor Rules