Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Steve has a strong reputation in M&A, securities and international transactions, offering a rare combination of excellence and value who presents well to boards. Steve represents clients across the United States in mergers and acquisitions, ESOPs, REITs, securities regulation, securities offerings, international transactions and financing matters. He uses his deep background in law, finance, accounting and project management to complete his clients' most strategically important and challenging assignments.
First Pay-to-Play Exemption Becomes Effective for Hedge Fund
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Representatives Object to Exemption From Resource Extraction Rule Disclosures
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CFPB Director Offers Views on Auto Lending
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Integration Issues Under the JOBS Act
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SEC Discloses Facts in 2013 Annual Whistleblower Report
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SEC Expects Companies to Transition to New COSO Framework for Internal Control Reporting
By Steve Quinlivan on
Whistleblower Not Entitled to Jury Trial
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“Red Flags” of Market Manipulation and Effective Compliance Programs
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Who are the Swap Dealers?
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