Steve Quinlivan

Hedge Funds Begin General Solicitation

By Steve Quinlivan on 10/10/2013

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SEC Official Says a Significant Majority of Whistleblowers Reporting Internally First

By Steve Quinlivan on 10/10/2013

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Continue Reading SEC Official Says a Significant Majority of Whistleblowers Reporting Internally First

CFPB Takes Action Against Inaccurate Mortgage Loan Reporting

By Steve Quinlivan on 10/09/2013

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Continue Reading CFPB Takes Action Against Inaccurate Mortgage Loan Reporting

Lie to Protect Yourself or Your Employer in CFTC Investigations and You Will be Punished

By Steve Quinlivan on 10/08/2013

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Continue Reading Lie to Protect Yourself or Your Employer in CFTC Investigations and You Will be Punished

CFPB Brings Action for Processing Illegal Debt-Settlement Fees

By Steve Quinlivan on 10/05/2013

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SEC Provides Additional Guidance on Form 13F Confidential Treatment Requests

By Steve Quinlivan on 10/02/2013

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Continue Reading SEC Provides Additional Guidance on Form 13F Confidential Treatment Requests

Crowdfunding and JOBS Act News Roundup – October 1, 2013

By Steve Quinlivan on 10/01/2013

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CFTC Responds to FAQ on Commodity Options

By Steve Quinlivan on 09/30/2013

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Office of Financial Research Studies Systematic Risk of Asset Managers

By Steve Quinlivan on 09/30/2013

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Preliminary 2014 Proxy Season Checklist (Updated December 1, 2013)

By Steve Quinlivan on 09/28/2013

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Continue Reading Preliminary 2014 Proxy Season Checklist (Updated December 1, 2013)