General Solicitation – Week One – Flying Cars and More By Steve Quinlivan on 09/25/2013 … Continue Reading General Solicitation – Week One – Flying Cars and More
Final Municipal Advisor Rules – Advice, Board Members and Engineers By Steve Quinlivan on 09/21/2013 … Continue Reading Final Municipal Advisor Rules – Advice, Board Members and Engineers
SEC Charges Hedge Fund Adviser With Participating in Conflicted Principal Transaction By Steve Quinlivan on 09/19/2013 … Continue Reading SEC Charges Hedge Fund Adviser With Participating in Conflicted Principal Transaction
Pay Ratio Disclosures Made Simple By Steve Quinlivan on 09/18/2013 … Continue Reading Pay Ratio Disclosures Made Simple
Petition Submitted to SEC for Alternative Conflict Minerals Reporting By Steve Quinlivan on 09/12/2013 … Continue Reading Petition Submitted to SEC for Alternative Conflict Minerals Reporting
Current SEC Priorities Regarding Hedge Fund Managers By Steve Quinlivan on 09/12/2013 … Continue Reading Current SEC Priorities Regarding Hedge Fund Managers
CFPB Warns Employers Against Exclusive Use of Payroll Cards By Steve Quinlivan on 09/12/2013 … Continue Reading CFPB Warns Employers Against Exclusive Use of Payroll Cards
FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement By Steve Quinlivan on 09/12/2013 … Continue Reading FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement
Spreecast on Reg D and General Solicitation with Bonnie Roe, @joewallin and @brocromanek By Steve Quinlivan on 09/10/2013 … Continue Reading Spreecast on Reg D and General Solicitation with Bonnie Roe, @joewallin and @brocromanek
General Solicitation Under the JOBS Act and Blue Sky Laws By Steve Quinlivan on 09/09/2013 … Continue Reading General Solicitation Under the JOBS Act and Blue Sky Laws