MSRB Requests Comment on Consolidated Registration Rule
FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters
PCAOB Fixes What Isn’t Broken in New Proposals
Pending Legislation Offers M&A Advisers Relief From Broker-Dealer Rules
Two Recent Say-on-Pay Decisions
SEC Provides Guidance on Custody of Privately Offered Securities
Court Invalidates Interchange Fee Rules Because Fed Completely Misunderstood Durbin Amendment
SEC Issues Final Rules on Audits of Broker-Dealers
