Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
CFTC Approves Regulations to Phase in Clearing Requirements
By Steve Quinlivan on
Office of Financial Research Issues Annual Report
By Steve Quinlivan on
DTCC-SWIFT to Provide Legal Entity Identifiers for Swap Transactions
By Steve Quinlivan on
SEC Staff Issues JOBS Act Decimalization Study
By Steve Quinlivan on
MSRB Provides Guidance to Underwriters on Obligations to State and Local Governments
By Steve Quinlivan on
FSOC Issues Annual Report and Highlights Emerging Threats
By Steve Quinlivan on
GAO Studies Delay in Conflict Minerals Rule
By Steve Quinlivan on
CFTC Approves Final Rule on End-User Exception
By Steve Quinlivan on
CFTC Starts Clock on Numerous Compliance Requirements by Approving Final Definition of “Swap”
By Steve Quinlivan on