CFTC Definition of “Swap” Addresses “Forward Contract Exclusion” By Steve Quinlivan on 07/10/2012 … Continue Reading CFTC Definition of “Swap” Addresses “Forward Contract Exclusion”
CFTC Issues Interpretation on Consumer and Commercial Transactions that are Not “Swaps” By Steve Quinlivan on 07/10/2012 … Continue Reading CFTC Issues Interpretation on Consumer and Commercial Transactions that are Not “Swaps”
GAO Studies Regulation A in Connection with JOBS Act By Steve Quinlivan on 07/08/2012 … Continue Reading GAO Studies Regulation A in Connection with JOBS Act
Minnesota to Examine Investment Advisers By Steve Quinlivan on 07/06/2012 … Continue Reading Minnesota to Examine Investment Advisers
Regulators Make Portions of “Living Wills” Publically Available By Steve Quinlivan on 07/03/2012 … Continue Reading Regulators Make Portions of “Living Wills” Publically Available
SEC to Meet on JOBS Act and Conflict Minerals on August 22, 2012 By Steve Quinlivan on 07/02/2012 … Continue Reading SEC to Meet on JOBS Act and Conflict Minerals on August 22, 2012
CFPB Adopts Rule for the Protection of Privileged Information By Steve Quinlivan on 06/30/2012 … Continue Reading CFPB Adopts Rule for the Protection of Privileged Information
CFTC Issues First Provisional Registration for a Swap Data Repository By Steve Quinlivan on 06/28/2012 … Continue Reading CFTC Issues First Provisional Registration for a Swap Data Repository
micval33 Federal Insurance Office Seeks Information on Reinsurance Industry By Steve Quinlivan on 06/27/2012 … Continue Reading Federal Insurance Office Seeks Information on Reinsurance Industry
SEC Adopts Rules for Listing Standards for Compensation Committees By Steve Quinlivan on 06/20/2012 … Continue Reading SEC Adopts Rules for Listing Standards for Compensation Committees