MSRB Files Amendments to Underwriter Fair Dealing Proposal By Steve Quinlivan on 11/03/2011 … Continue Reading MSRB Files Amendments to Underwriter Fair Dealing Proposal
Conflict Minerals Update By Steve Quinlivan on 10/28/2011 … Continue Reading Conflict Minerals Update
SEC Adopts Reporting Requirements for Registered Hedge Fund and Private Equity Advisers By Steve Quinlivan on 10/26/2011 … Continue Reading SEC Adopts Reporting Requirements for Registered Hedge Fund and Private Equity Advisers
GAO Report on Federal Reserve Bank Governance By Steve Quinlivan on 10/19/2011 … Continue Reading GAO Report on Federal Reserve Bank Governance
CFTC Issues Final Rule on Position Limits By Steve Quinlivan on 10/19/2011 … Continue Reading CFTC Issues Final Rule on Position Limits
ISS Signals 2012 Voting Policies By Steve Quinlivan on 10/18/2011 … Continue Reading ISS Signals 2012 Voting Policies
SEC Staff Issues Guidance on Cybersecurity By Steve Quinlivan on 10/18/2011 … Continue Reading SEC Staff Issues Guidance on Cybersecurity
Federal Insurance Office Seeks Comment on How to Improve the System of Insurance Regulation in the United States By Steve Quinlivan on 10/17/2011 … Continue Reading Federal Insurance Office Seeks Comment on How to Improve the System of Insurance Regulation in the United States
Proposed Volcker Rule Permits Carried Interests By Steve Quinlivan on 10/17/2011 … Continue Reading Proposed Volcker Rule Permits Carried Interests
CFPB Releases Supervision and Examination Manual By Steve Quinlivan on 10/14/2011 … Continue Reading CFPB Releases Supervision and Examination Manual