Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Enforcement Action Reveals Misleading Customer Counts
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SEC Announces Realignment of Disclosure Reviews
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SEC Brings Enforcement Action for Loss Contingency Disclosure
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FASB Proposal Addresses Classification of Debt
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SEC Announces New Position on Shareholder Proposals
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FASB Issues Exposure Draft on LIBOR Transition
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SEC Sanctions Issuer for Misrepresentations Regarding Loan Covenant Compliance
By Steve Quinlivan on
Activist Investor to Pay $609,810 to Settle HSR Violations
By Steve Quinlivan on
SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice
By Steve Quinlivan on