Court Enters Preliminary Injunction Against SEC Administrative Proceeding By Steve Quinlivan on 06/08/2015 … Continue Reading Court Enters Preliminary Injunction Against SEC Administrative Proceeding
SEC To Release “No Review” Letters By Steve Quinlivan on 06/08/2015 … Continue Reading SEC To Release “No Review” Letters
CFPB Orders Mortgage Originator to Pay $19 Million for Steering Violations – CEO to Pay $1 Million By Steve Quinlivan on 06/04/2015 … Continue Reading CFPB Orders Mortgage Originator to Pay $19 Million for Steering Violations – CEO to Pay $1 Million
CFTC Proposes Order to Exempt Southwest Power Pool Products By Steve Quinlivan on 06/03/2015 … Continue Reading CFTC Proposes Order to Exempt Southwest Power Pool Products
Kraft Moves to Dismiss Novel CFTC Manipulation Claim By Steve Quinlivan on 06/02/2015 … Continue Reading Kraft Moves to Dismiss Novel CFTC Manipulation Claim
Proxy Access – Week of May 24 By Steve Quinlivan on 05/29/2015 … Continue Reading Proxy Access – Week of May 24
Exercising Registration Rights Did Not Violate Fiduciary Duties By Steve Quinlivan on 05/28/2015 … Continue Reading Exercising Registration Rights Did Not Violate Fiduciary Duties
Montana Joins Massachusetts in Regulation A+ Challenge By Steve Quinlivan on 05/27/2015 … Continue Reading Montana Joins Massachusetts in Regulation A+ Challenge
CFTC Issues Final Interpretation on Forward Contracts with Embedded Volumetric Optionality By Steve Quinlivan on 05/26/2015 … Continue Reading CFTC Issues Final Interpretation on Forward Contracts with Embedded Volumetric Optionality
Massachusetts Moves to Block Regulation A+ By Steve Quinlivan on 05/26/2015 … Continue Reading Massachusetts Moves to Block Regulation A+