Steve Quinlivan

SEC Provides Guidance on Definition of “Spouse” and “Marriage”

By Steve Quinlivan on 06/20/2015

…
Continue Reading SEC Provides Guidance on Definition of “Spouse” and “Marriage”

Gallagher: SEC Should Not Alienate Chief Compliance Officers

By Steve Quinlivan on 06/18/2015

…
Continue Reading Gallagher: SEC Should Not Alienate Chief Compliance Officers

CFPB Plans Delay of Know Before You Owe Rule

By Steve Quinlivan on 06/18/2015

…
Continue Reading CFPB Plans Delay of Know Before You Owe Rule

SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps

By Steve Quinlivan on 06/17/2015

…
Continue Reading SEC Says Fantasy Stock Trading Violates Securities Laws; Charges Others for Selling Illegal Security-Based Swaps

SEC Denies Montana’s Request to Stay Regulation A+

By Steve Quinlivan on 06/16/2015

…
Continue Reading SEC Denies Montana’s Request to Stay Regulation A+

SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

By Steve Quinlivan on 06/16/2015

…
Continue Reading SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

SEC to Appeal Preliminary Injunction Blocking Administrative Proceeding

By Steve Quinlivan on 06/15/2015

…
Continue Reading SEC to Appeal Preliminary Injunction Blocking Administrative Proceeding

Minnesota Adopts Crowdfunding Law

By David Jenson & Steve Quinlivan on 06/15/2015

…
Continue Reading Minnesota Adopts Crowdfunding Law

CFPB Finalizes Rules to Regulate Nonbank Auto Lenders

By Steve Quinlivan on 06/10/2015

…
Continue Reading CFPB Finalizes Rules to Regulate Nonbank Auto Lenders

SEC Provides Update on Concept Release for Audit Committees

By Steve Quinlivan on 06/09/2015

…
Continue Reading SEC Provides Update on Concept Release for Audit Committees