Steve Quinlivan

More Small Bank Holding Companies to be Eligible for Regulatory Relief

By Steve Quinlivan on 12/15/2014

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CFPB Addresses Medical Debt

By Steve Quinlivan on 12/14/2014

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NYSE to Make Late Filings Rule Applicable to Form 10-Q and Defective Filings

By Steve Quinlivan on 12/13/2014

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SEC Commissioner Wonders Whether Harvard Violated Securities Laws

By Steve Quinlivan on 12/11/2014

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SEC Makes Municipal Advisor Compliance Transcript Available

By Steve Quinlivan on 12/09/2014

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SEC and PCAOB Collar 15 For Independence Violations in Audits of Broker-Dealers

By Steve Quinlivan on 12/08/2014

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SEC Files Brief in Conflict Minerals Rehearing

By Steve Quinlivan on 12/08/2014

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First Issuer Completes NASAA Coordinated Review Program

By Steve Quinlivan on 12/06/2014

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Court Says SEC Wrong to Permit Exclusion of Shareholder Proposal

By Steve Quinlivan on 12/05/2014

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Rule 506 Bad Actor Waivers – The New Normal?

By Steve Quinlivan on 12/05/2014

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