Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Steve has a strong reputation in M&A, securities and international transactions, offering a rare combination of excellence and value who presents well to boards. Steve represents clients across the United States in mergers and acquisitions, ESOPs, REITs, securities regulation, securities offerings, international transactions and financing matters. He uses his deep background in law, finance, accounting and project management to complete his clients' most strategically important and challenging assignments.
CFPB Considering Issuing No-Action Letters
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Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing
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Major Banks Agree to Temporarily Stay Swap Termination Under ISDA Protocol
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It’s Going to be Harder to Sell Unregistered Securities
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Tulane Releases Study on First-Year Conflict Minerals Filings
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MD&A Rules Do Not Create Rule 10b-5 Disclosure Obligation
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CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold
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Hedge Fund and its Partner and Lawyer Fail on Motion to Dismiss for Breach of Fiduciary Duty
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SEC Says Use IP Addresses to Control Intrastate Offerings
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