SEC Says Use IP Addresses to Control Intrastate Offerings By Steve Quinlivan on 10/02/2014 … Continue Reading SEC Says Use IP Addresses to Control Intrastate Offerings
Federal Insurance Office Issues Second Annual Report By Steve Quinlivan on 09/28/2014 … Continue Reading Federal Insurance Office Issues Second Annual Report
CEO Hit With Sarb-Ox Clawback By Steve Quinlivan on 09/24/2014 … Continue Reading CEO Hit With Sarb-Ox Clawback
Yes, Foreigners Can be Whistleblowers By Steve Quinlivan on 09/22/2014 … Continue Reading Yes, Foreigners Can be Whistleblowers
SEC Advisory Committee Makes Recommendations on Disclosure of Preliminary Voting Results By Steve Quinlivan on 09/21/2014 … Continue Reading SEC Advisory Committee Makes Recommendations on Disclosure of Preliminary Voting Results
CFPB to Regulate Larger Nonbank Auto Lenders By Steve Quinlivan on 09/20/2014 … Continue Reading CFPB to Regulate Larger Nonbank Auto Lenders
GAO Says FSOC Needs to Improve Transparency, Accountability, and Collaboration By Steve Quinlivan on 09/18/2014 … Continue Reading GAO Says FSOC Needs to Improve Transparency, Accountability, and Collaboration
SEC Sued to Implement Resource Extraction Rules By Steve Quinlivan on 09/18/2014 … Continue Reading SEC Sued to Implement Resource Extraction Rules
CFTC Proposes Margin Rules for Uncleared Swaps By Steve Quinlivan on 09/17/2014 … Continue Reading CFTC Proposes Margin Rules for Uncleared Swaps
NAM Says No Need for En Banc Rehearing in Conflict Minerals Case By Steve Quinlivan on 09/13/2014 … Continue Reading NAM Says No Need for En Banc Rehearing in Conflict Minerals Case