Continue Reading ISS Considering Changing Course on Independent Chair Shareholder Proposals
FINRA Reminds Anti-Whistleblower Provisions Are Not Permitted in Settlement Agreements
CFPB Considering Issuing No-Action Letters
Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing
Major Banks Agree to Temporarily Stay Swap Termination Under ISDA Protocol
It’s Going to be Harder to Sell Unregistered Securities
Tulane Releases Study on First-Year Conflict Minerals Filings
MD&A Rules Do Not Create Rule 10b-5 Disclosure Obligation
CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold
