FINRA and Exchanges Submit Tick Size Pilot Plan By Steve Quinlivan on 08/26/2014 … Continue Reading FINRA and Exchanges Submit Tick Size Pilot Plan
Fed Proposes to Repeal Rule Regarding Unfair or Deceptive Acts or Practices By Steve Quinlivan on 08/25/2014 … Continue Reading Fed Proposes to Repeal Rule Regarding Unfair or Deceptive Acts or Practices
Lender Agrees to Pay CFPB $2.75 Million Fine for Distorting Credit Records By Steve Quinlivan on 08/21/2014 … Continue Reading Lender Agrees to Pay CFPB $2.75 Million Fine for Distorting Credit Records
CFPB Revises Mortgage Servicing Transfer Guidance By Steve Quinlivan on 08/20/2014 … Continue Reading CFPB Revises Mortgage Servicing Transfer Guidance
Amnesty International Continues to Push for En Banc Rehearing in Conflict Minerals Case By Steve Quinlivan on 08/19/2014 … Continue Reading Amnesty International Continues to Push for En Banc Rehearing in Conflict Minerals Case
SEC Reports on Use of Form PF Data By Steve Quinlivan on 08/18/2014 … Continue Reading SEC Reports on Use of Form PF Data
MSRB Seeks to Extend Pay-to-Play Rule to Municipal Advisors By Steve Quinlivan on 08/18/2014 … Continue Reading MSRB Seeks to Extend Pay-to-Play Rule to Municipal Advisors
micval33 FinCEN Seeks to Turn Beneficial Ownership Disclosure of Private Entities on its Head By Steve Quinlivan on 08/17/2014 … Continue Reading FinCEN Seeks to Turn Beneficial Ownership Disclosure of Private Entities on its Head
FNMA Survey Indicates QM Rules Lead to Increased Lender Costs By Steve Quinlivan on 08/14/2014 … Continue Reading FNMA Survey Indicates QM Rules Lead to Increased Lender Costs
ISDA Says End User Transactions Dominate Interest Rate Derivative Markets By Steve Quinlivan on 08/13/2014 … Continue Reading ISDA Says End User Transactions Dominate Interest Rate Derivative Markets