SEC Charges Investment Adviser with Cybersecurity Violations By Jill Radloff on 09/23/2015 … Continue Reading SEC Charges Investment Adviser with Cybersecurity Violations
Can You be Regulated by the CFPB? By Steve Quinlivan on 09/08/2015 … Continue Reading Can You be Regulated by the CFPB?
CFPB Publishes Over 7,700 Consumer Complaint Narratives About Financial Companies By Steve Quinlivan on 06/26/2015 … Continue Reading CFPB Publishes Over 7,700 Consumer Complaint Narratives About Financial Companies
Update: CFPB Issues Proposed Amendment to Delay Know Before You Owe Rule By Steve Quinlivan on 06/25/2015 … Continue Reading Update: CFPB Issues Proposed Amendment to Delay Know Before You Owe Rule
CFPB Plans Delay of Know Before You Owe Rule By Steve Quinlivan on 06/18/2015 … Continue Reading CFPB Plans Delay of Know Before You Owe Rule
SEC Continues Crackdown on Unregistered Broker-Dealers By David Jenson on 06/14/2015 … Continue Reading SEC Continues Crackdown on Unregistered Broker-Dealers
CFPB Finalizes Rules to Regulate Nonbank Auto Lenders By Steve Quinlivan on 06/10/2015 … Continue Reading CFPB Finalizes Rules to Regulate Nonbank Auto Lenders
CFPB Orders Mortgage Originator to Pay $19 Million for Steering Violations – CEO to Pay $1 Million By Steve Quinlivan on 06/04/2015 … Continue Reading CFPB Orders Mortgage Originator to Pay $19 Million for Steering Violations – CEO to Pay $1 Million
CFPB Takes Action Against PayPal for Allegedly Signing Up Consumers for Unwanted Online Credit By Steve Quinlivan on 05/19/2015 … Continue Reading CFPB Takes Action Against PayPal for Allegedly Signing Up Consumers for Unwanted Online Credit
SEC Imposes $6 Million in Penalties for Straw Purchaser Arrangement By David Jenson on 03/31/2015 … Continue Reading SEC Imposes $6 Million in Penalties for Straw Purchaser Arrangement