CFTC Proposes Margin Rules for Uncleared Swaps By Steve Quinlivan on 09/17/2014 … Continue Reading CFTC Proposes Margin Rules for Uncleared Swaps
Due Process Requires US Committee on Foreign Investment to Let the Sunshine In By Steve Quinlivan on 07/16/2014 … Continue Reading Due Process Requires US Committee on Foreign Investment to Let the Sunshine In
Congress and Industry Want Resource Extraction Rules Finalized By Jill Radloff on 06/14/2014 … Continue Reading Congress and Industry Want Resource Extraction Rules Finalized
CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold By Steve Quinlivan on 06/02/2014 … Continue Reading CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold
Unregistered Finder Settles with the SEC, Agrees to Pay Millions By David Jenson on 05/16/2014 … Continue Reading Unregistered Finder Settles with the SEC, Agrees to Pay Millions
Auditors of Futures Commission Merchants: Know the Audit Rules or You Will Be Fined By Steve Quinlivan on 05/06/2014 … Continue Reading Auditors of Futures Commission Merchants: Know the Audit Rules or You Will Be Fined
CFTC Opens Broad Inquiry into Swap Data Recordkeeping and Reporting By Steve Quinlivan on 03/26/2014 … Continue Reading CFTC Opens Broad Inquiry into Swap Data Recordkeeping and Reporting
CFTC Schedules Conference on Regulatory Treatment of Forward Contracts with Embedded Volumetric Optionality By Steve Quinlivan on 03/07/2014 … Continue Reading CFTC Schedules Conference on Regulatory Treatment of Forward Contracts with Embedded Volumetric Optionality
CFTC & FERC Take Steps to Implement Information Sharing MOU By Steve Quinlivan on 03/05/2014 … Continue Reading CFTC & FERC Take Steps to Implement Information Sharing MOU
Industry Has Until April 16 to Comment on Restricting the Physical Commodity Activities of Financial Holding Companies By Steve Quinlivan on 03/04/2014 … Continue Reading Industry Has Until April 16 to Comment on Restricting the Physical Commodity Activities of Financial Holding Companies