FINRA Proposes Amendment to Conform Arbitration to Dodd-Frank By Steve Quinlivan on 11/22/2011 … Continue Reading FINRA Proposes Amendment to Conform Arbitration to Dodd-Frank
micval33 Kaufman Memorial Securities Law Moot Court Competition By Steve Quinlivan on 11/21/2011 … Continue Reading Kaufman Memorial Securities Law Moot Court Competition
Faultless Sarb-Ox Clawbacks for CEOs and CFOs – Delay Lets You Negotiate Down By Steve Quinlivan on 11/15/2011 … Continue Reading Faultless Sarb-Ox Clawbacks for CEOs and CFOs – Delay Lets You Negotiate Down
Directors Agree to SEC Monetary Sanctions for Ignoring Repeated Red Flags By Steve Quinlivan on 11/10/2011 … Continue Reading Directors Agree to SEC Monetary Sanctions for Ignoring Repeated Red Flags
CFPB Releases Supervision and Examination Manual By Steve Quinlivan on 10/14/2011 … Continue Reading CFPB Releases Supervision and Examination Manual
A Comparison of the Cincinnati Bell and Beazer Say-on-Pay Decisions By Steve Quinlivan on 10/06/2011 … Continue Reading A Comparison of the Cincinnati Bell and Beazer Say-on-Pay Decisions
The Errors in the Cincinnati Bell Say-on-Pay Decision By Steve Quinlivan on 09/24/2011 … Continue Reading The Errors in the Cincinnati Bell Say-on-Pay Decision
Court Refuses to Dismiss Say-on-Pay Lawsuit By Steve Quinlivan on 09/22/2011 … Continue Reading Court Refuses to Dismiss Say-on-Pay Lawsuit
Another Executive Agrees to Sarb-Ox Clawback Even Though Not at Fault By Steve Quinlivan on 08/30/2011 … Continue Reading Another Executive Agrees to Sarb-Ox Clawback Even Though Not at Fault
CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years) By Steve Quinlivan on 07/07/2011 … Continue Reading CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years)