Court Refuses to Dismiss Say-on-Pay Lawsuit By Steve Quinlivan on 09/22/2011 … Continue Reading Court Refuses to Dismiss Say-on-Pay Lawsuit
Another Executive Agrees to Sarb-Ox Clawback Even Though Not at Fault By Steve Quinlivan on 08/30/2011 … Continue Reading Another Executive Agrees to Sarb-Ox Clawback Even Though Not at Fault
CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years) By Steve Quinlivan on 07/07/2011 … Continue Reading CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years)
Final Rules Permit FDIC to Clawback Compensation Based on Negligence for Covered Financial Companies By Steve Quinlivan on 07/06/2011 … Continue Reading Final Rules Permit FDIC to Clawback Compensation Based on Negligence for Covered Financial Companies
Test Your Knowledge of the Whistleblower Rules By Steve Quinlivan on 06/02/2011 … Continue Reading Test Your Knowledge of the Whistleblower Rules
SEC Adopts Final Whistleblower Rules By Steve Quinlivan on 05/25/2011 … Continue Reading SEC Adopts Final Whistleblower Rules
First Dodd-Frank Whistleblower Case May Impact Internal Investigations By Steve Quinlivan on 05/10/2011 … Continue Reading First Dodd-Frank Whistleblower Case May Impact Internal Investigations
Recent SEC Comments on Issuers’ Disclosures of Loss Contingencies By Steve Quinlivan on 05/02/2011 … Continue Reading Recent SEC Comments on Issuers’ Disclosures of Loss Contingencies
Gupta Claims Dodd-Frank Cannot be Applied Retroactively By Steve Quinlivan on 03/18/2011 … Continue Reading Gupta Claims Dodd-Frank Cannot be Applied Retroactively