Municipal Advisors

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SEC Publishes Draft Strategic Plan For Public Comment

By Steve Quinlivan on 02/03/2014

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SEC Announces Delayed Compliance with Municipal Advisor Rules

By Steve Quinlivan on 01/13/2014

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SEC Issues Interpretive Guidance on Municipal Advisor Registration Rules

By Steve Quinlivan on 01/10/2014

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Final Municipal Advisor Rules – Advice, Board Members and Engineers

By Steve Quinlivan on 09/21/2013

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MSRB Requests Comment on Consolidated Registration Rule

By Steve Quinlivan on 08/19/2013

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MSRB Provides Guidance to Underwriters on Obligations to State and Local Governments

By Steve Quinlivan on 07/20/2012

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SEC Extends Compliance Date for Ban on Third Party Solicitations by Investment Advisers

By Steve Quinlivan on 06/08/2012

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SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers

By Steve Quinlivan on 05/08/2012

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MSRB Issues Proposal to Restrict Underwriters’ Provision of Bondholder Consent

By Steve Quinlivan on 02/07/2012

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GAO Report on Market Structure, Pricing, and Regulation of the Municipal Securities Market

By Steve Quinlivan on 01/18/2012

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