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Conflict Minerals: Court Orders NAM to File Response to En Banc Rehearing Petition

By Steve Quinlivan on 08/28/2014

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FINRA and Exchanges Submit Tick Size Pilot Plan

By Steve Quinlivan on 08/26/2014

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Fed Proposes to Repeal Rule Regarding Unfair or Deceptive Acts or Practices

By Steve Quinlivan on 08/25/2014

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Lender Agrees to Pay CFPB $2.75 Million Fine for Distorting Credit Records

By Steve Quinlivan on 08/21/2014

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SEC to Commence Examinations of Municipal Advisors

By Jill Radloff on 08/20/2014

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CFPB Revises Mortgage Servicing Transfer Guidance

By Steve Quinlivan on 08/20/2014

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Amnesty International Continues to Push for En Banc Rehearing in Conflict Minerals Case

By Steve Quinlivan on 08/19/2014

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SEC Reports on Use of Form PF Data

By Steve Quinlivan on 08/18/2014

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MSRB Seeks to Extend Pay-to-Play Rule to Municipal Advisors

By Steve Quinlivan on 08/18/2014

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FinCEN Seeks to Turn Beneficial Ownership Disclosure of Private Entities on its Head

By Steve Quinlivan on 08/17/2014

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