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CFPB Clarifies Heirs, Divorcees and Estate Planning Transferees Are Not Subject to Ability-to-Repay Rules

By Jill Radloff on 07/10/2014

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Electronic Blue Sky Filings: NASAA Proposes Model State Rules

By David Jenson on 07/09/2014

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GAO Wants CFPB to Focus on Virtual Currencies

By Steve Quinlivan on 07/06/2014

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New C&DIs on Verification of Accredited Investor Status

By David Jenson on 07/05/2014

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GAO Says Commerce Department Has Not Complied With Conflict Minerals Obligations

By Steve Quinlivan on 07/03/2014

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Verifying Accredited Investors in Public Rule 506 Offerings: SIFMA Guidance

By David Jenson on 06/28/2014

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SEC: Don’t Ignore the Habitually Wrong Whistleblower

By Steve Quinlivan on 06/24/2014

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SEC Orders Exchanges and FINRA to Submit Tick Size Pilot Program

By Steve Quinlivan on 06/24/2014

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Integrated Private Equity Firms Charged With Failure to Register and Pay-to-Play Violations

By Steve Quinlivan on 06/20/2014

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Fed to Bank Directors: Pay Attention

By Steve Quinlivan on 06/19/2014

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