Continue Reading MSRB Requests Comment on Consolidated Registration Rule
FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters
PCAOB Fixes What Isn’t Broken in New Proposals
Pending Legislation Offers M&A Advisers Relief From Broker-Dealer Rules
Two Recent Say-on-Pay Decisions
SEC Updated Form PF FAQs
SEC Provides Guidance on Custody of Privately Offered Securities
SEC Staff Report Relating to the Use of Data Collected from Form PF
Court Invalidates Interchange Fee Rules Because Fed Completely Misunderstood Durbin Amendment