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SEC Distances Itself From Janus and Adopts Expansive View of Rule 10b-5(a) and (c)

By Steve Quinlivan on 12/16/2014

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Streamlined Regulation for Insurance Companies

By Steve Quinlivan on 12/15/2014

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More Small Bank Holding Companies to be Eligible for Regulatory Relief

By Steve Quinlivan on 12/15/2014

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Court of Chancery Speaks to Exclusivity Agreements in Public Company Acquisitions

By Jill Radloff on 12/15/2014

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CFPB Addresses Medical Debt

By Steve Quinlivan on 12/14/2014

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SEC Settles with Bitcoin/Litecoin Exchange Operator

By David Jenson on 12/13/2014

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NYSE to Make Late Filings Rule Applicable to Form 10-Q and Defective Filings

By Steve Quinlivan on 12/13/2014

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SEC Commissioner Wonders Whether Harvard Violated Securities Laws

By Steve Quinlivan on 12/11/2014

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SEC Makes Municipal Advisor Compliance Transcript Available

By Steve Quinlivan on 12/09/2014

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SEC and PCAOB Collar 15 For Independence Violations in Audits of Broker-Dealers

By Steve Quinlivan on 12/08/2014

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Continue Reading SEC and PCAOB Collar 15 For Independence Violations in Audits of Broker-Dealers