GAO Says Regulators Should Improve Transparency in Evaluating Banks’ “Living Wills” By Steve Quinlivan on 04/12/2016 … Continue Reading GAO Says Regulators Should Improve Transparency in Evaluating Banks’ “Living Wills”
CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps” By Steve Quinlivan on 04/05/2016 … Continue Reading CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”
CFTC Collects $2.69 Million in Spoofing Action By Steve Quinlivan on 04/05/2016 … Continue Reading CFTC Collects $2.69 Million in Spoofing Action
Apple’s Conflict Minerals Smelters Nearly 100% Audited By Steve Quinlivan on 03/31/2016 … Continue Reading Apple’s Conflict Minerals Smelters Nearly 100% Audited
micval33 Challenge to Risk Retention Rules Sent to District Court By Steve Quinlivan on 03/20/2016 … Continue Reading Challenge to Risk Retention Rules Sent to District Court
CFTC Eliminates Certain Trade Option Reporting and Recordkeeping Requirements for End Users By Steve Quinlivan on 03/16/2016 … Continue Reading CFTC Eliminates Certain Trade Option Reporting and Recordkeeping Requirements for End Users
Court Tosses Dodd-Frank Retaliation Claim – No Proof of Whistleblowing or Retaliation By Steve Quinlivan on 01/06/2016 … Continue Reading Court Tosses Dodd-Frank Retaliation Claim – No Proof of Whistleblowing or Retaliation
GAO Report Addresses Impact of Dodd-Frank on Community Banks, Credit Unions and Systemically Important Institutions By Steve Quinlivan on 12/31/2015 … Continue Reading GAO Report Addresses Impact of Dodd-Frank on Community Banks, Credit Unions and Systemically Important Institutions
Stinson’s 2015 Directors’ Institute and Proxy Season Workshop By Steve Quinlivan on 11/30/2015 … Continue Reading Stinson’s 2015 Directors’ Institute and Proxy Season Workshop
Fed Issues Final Rules on Emergency Lending By Steve Quinlivan on 11/30/2015 … Continue Reading Fed Issues Final Rules on Emergency Lending