micval33 Republicans Announce Plans to Replace Dodd-Frank By Steve Quinlivan on 06/07/2016 … Continue Reading Republicans Announce Plans to Replace Dodd-Frank
SEC Enforcement Chief Gives Update on Private Equity By Steve Quinlivan on 05/15/2016 … Continue Reading SEC Enforcement Chief Gives Update on Private Equity
DOJ Launches New FCPA Pilot Program By Steve Quinlivan on 04/05/2016 … Continue Reading DOJ Launches New FCPA Pilot Program
SEC Brings First Ever Charges Against Municipal Advisors By Steve Quinlivan on 03/15/2016 … Continue Reading SEC Brings First Ever Charges Against Municipal Advisors
SEC Gives Board Chair a DPA for Failing to Correct Press Releases By Steve Quinlivan on 03/09/2016 … Continue Reading SEC Gives Board Chair a DPA for Failing to Correct Press Releases
Stinson’s 2015 Directors’ Institute and Proxy Season Workshop By Steve Quinlivan on 11/30/2015 … Continue Reading Stinson’s 2015 Directors’ Institute and Proxy Season Workshop
Crowdfunders and Crowdfunding Service Providers Beware By Steve Quinlivan on 11/26/2015 … Continue Reading Crowdfunders and Crowdfunding Service Providers Beware
SEC Nabs Private Equity Sponsor for Conflicting Investments By Steve Quinlivan on 11/25/2015 … Continue Reading SEC Nabs Private Equity Sponsor for Conflicting Investments
“Recidivist” Custody Rule Violators Settle SEC Charges By Steve Quinlivan on 11/19/2015 … Continue Reading “Recidivist” Custody Rule Violators Settle SEC Charges
SEC Says Self-Reporting Required for Deferred Prosecution or Non-Prosecution Agreement By Steve Quinlivan on 11/17/2015 … Continue Reading SEC Says Self-Reporting Required for Deferred Prosecution or Non-Prosecution Agreement