CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule By Steve Quinlivan on 05/19/2012 … Continue Reading CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule
SEC to Examine Significant Percentage of New Hedge Fund Registrants By Steve Quinlivan on 05/15/2012 … Continue Reading SEC to Examine Significant Percentage of New Hedge Fund Registrants
Banking Agencies Clarify Stress Testing and Address Obligations of Community Banks By Steve Quinlivan on 05/14/2012 … Continue Reading Banking Agencies Clarify Stress Testing and Address Obligations of Community Banks
CFPB Considers Rules to Simplify Mortgage Points, Fees and Loan Originator Compensation By Steve Quinlivan on 05/14/2012 … Continue Reading CFPB Considers Rules to Simplify Mortgage Points, Fees and Loan Originator Compensation
JOBS Act: Crowdfunding Intermediaries FAQs By David Jenson on 05/10/2012 … Continue Reading JOBS Act: Crowdfunding Intermediaries FAQs
NYSE Adjusts Listing Qualifications to Accommodate JOBS Act By Jill Radloff on 05/10/2012 … Continue Reading NYSE Adjusts Listing Qualifications to Accommodate JOBS Act
CFTC Announces Proposed Rulemaking Schedule By Steve Quinlivan on 05/10/2012 … Continue Reading CFTC Announces Proposed Rulemaking Schedule
JOBS Act and Other SEC and Dodd-Frank Developments By Steve Quinlivan on 05/09/2012 … Continue Reading JOBS Act and Other SEC and Dodd-Frank Developments
Comments Begin on JOBS Act By Jill Radloff on 05/08/2012 … Continue Reading Comments Begin on JOBS Act
SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers By Steve Quinlivan on 05/08/2012 … Continue Reading SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers