Say-On-Pay Vote Did Not Create Disclosure Obligation By Steve Quinlivan on 03/10/2015 … Continue Reading Say-On-Pay Vote Did Not Create Disclosure Obligation
Court Finds SEC Administrative Proceeding Constitutional By Steve Quinlivan on 03/07/2015 … Continue Reading Court Finds SEC Administrative Proceeding Constitutional
More Examples of Social Media in M&A Transactions By Steve Quinlivan on 03/05/2015 … Continue Reading More Examples of Social Media in M&A Transactions
What is a Security? Even the SEC Can’t Always Tell By David Jenson on 03/05/2015 … Continue Reading What is a Security? Even the SEC Can’t Always Tell
Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail By Steve Quinlivan on 03/03/2015 … Continue Reading Three Dodd-Frank Whistleblower Anti-Retaliation Claims Fail
MSRB Moves Foward Professional Qualification Standards For Municipal Advisors By Jill Radloff on 03/02/2015 … Continue Reading MSRB Moves Foward Professional Qualification Standards For Municipal Advisors
Exercising Drag-Along Rights After Merger Did Not Waive Appraisal Rights By Steve Quinlivan on 02/28/2015 … Continue Reading Exercising Drag-Along Rights After Merger Did Not Waive Appraisal Rights
SEC Identifies Enforcement Priorities for Hedge Funds and Private Equity Funds By Steve Quinlivan on 02/27/2015 … Continue Reading SEC Identifies Enforcement Priorities for Hedge Funds and Private Equity Funds
CFTC’s Massad on End-Users By Steve Quinlivan on 02/26/2015 … Continue Reading CFTC’s Massad on End-Users
Supreme Court Interprets Sarbanes-Oxley Evidence Destruction Provisions By Steve Quinlivan on 02/25/2015 … Continue Reading Supreme Court Interprets Sarbanes-Oxley Evidence Destruction Provisions