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SEC Brings First Action under Dodd-Frank Municipal Advisor Antifraud Rules

By Steve Quinlivan on 06/13/2016

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Republicans Announce Plans to Replace Dodd-Frank

By Steve Quinlivan on 06/07/2016

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The SEC Amends Form 10-K

By Steve Quinlivan on 06/01/2016

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SEC Charges Private Equity Advisor for Acting as an Unregistered Broker

By Steve Quinlivan on 06/01/2016

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SEC Issues Guidance on What Makes Non-GAAP Measures Misleading

By Steve Quinlivan on 05/17/2016

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Crowdfunding Begins With 17 Issuers

By Steve Quinlivan on 05/16/2016

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SEC Enforcement Chief Gives Update on Private Equity

By Steve Quinlivan on 05/15/2016

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SEC Opinion Examines Reasonable Belief and Accredited Investor Status

By Steve Quinlivan on 05/08/2016

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SEC Issues Concept Release on Business and Financial Disclosure

By Steve Quinlivan on 04/13/2016

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Apple’s Conflict Minerals Smelters Nearly 100% Audited

By Steve Quinlivan on 03/31/2016

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Continue Reading Apple’s Conflict Minerals Smelters Nearly 100% Audited